About Us

  • KKM Financial is a SEC Registered Investment Advisory firm
  • KKM Financial is a portfolio consultant to Incapital LLC (Unit Trust Department) for the Incapital Najarian Heat Seeker® Portfolio UIT (Unit Investment Trust)
  • As KKM Financial is also a CPO*, registerd with the NFA*.  We have the ability to work with high-net worth individuals as well as Institutional clients
  • Mutual Fund Offering: KKM Enhanced U.S. Equity Fund
  • Our investment objective for the KKM Enhanced U.S. Equity Fund is to strategically invest in a broadly diversified portfolio of U.S. stocks through ETF’s (Exchange Traded Funds) with the enhanced diversification of a dynamic hedge that includes an embedded daily tail-risk component.
  • The fund seeks to deliver comparable returns, before fees and expenses, of the CBOE VIX Tail Hedge IndexSM (VXTHSM)
  • KKM Financial, LLC was formed in 2012
  • The Firm has vast Futures* and Options* experience

Have KKM Financial help manage your future 

  • KKM Financial's edge differentiates themselves from the typical big providers currently in the market
  • Clients have the ability to speak with the same seasoned Portfolio Managers every time they call
  • We are personally invested in our products
  • KKM Financial seeks to provide the ability to swiftly navigate volatile markets
    • CALL US today at  312.448.7230 in Chicago

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Definitions:

Volatility : A statistical measure of the dispersion of returns for a given security or market index.
Alpha : A measure of performance on a risk-adjusted basis.
VIX : The CBOE Volatility Index® (VIX®) is a key measure of market expectations of near-term volatility conveyed by S&P 500 stock index option prices.
The CBOE VIX Tail Hedge IndexSM (VXTHSM) is designed to help cope with extreme downward movements in the market. The strategy provides an efficient way to hedge tail risk and the VXTH Index provides a consistent benchmark for other tail hedge strategies.
U.S. Large cap : A term used by the investment community to refer to companies located in the United States with a market capitalization value of more than $10 billion.
Long position : The buying of a security such as a stock, commodity or currency, with the expectation that the asset will rise in value.
Future : an agreement traded on an organized exchange to buy or sell assets, especially commodities or shares, at a fixed price but to be delivered and paid for later.
Option : A contract that allows the holder to buy or sell an underlying security at a given price, known as the strike price.
CPO (Commoditity Pool Operator) : A CPO is an individual or organization which operates a commodity pool and solicits funds for that commodity pool. A commodity pool is an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts, options on futures, retail off-exchange forex contracts or swaps, or to invest in another commodity pool.
NFA (National Futures Association) : NFA is a not-for-profit membership corporation formed in 1976 to become a futures industry's self-regulatory organization under Section 17 of the Commodity Exchange Act.
CBOE (Chicago Board of Options Exchange) : Founded in 1973, the CBOE is an exchange that focuses on options contracts for individual equities, indexes and interest rates. The CBOE is the world's largerst options market.